We BUILD TRUST

Financial Services Risk & Regulatory

What we do

Most financial services firms treat risk and regulation as a tax on their business. Old school bankers will speak about times when they would meet over coffees in the back lanes of Leadenhall Market, Wall Street and Westferry Circus to discuss market movements, LIBOR fixings and other interesting matters. With regulatory oversight and scrutiny on such ‘meetings’ increasing it became obvious that financial services firms had to treat the new found interest from the regulatory bodies as an opportunity and an OPPORTUNITY it is.

Customers had most trust in these organisations and conforming themselves to the regulatory clauses help bring confidence bank not only into the system but also individual firms.

There are three key areas where our customers need to focus on

  1. Embrace regulation and leverage it as a differentiator to facilitate growth

  2. Manage risks to improve customer confidence and in turn loyalty

  3. Report and respond to the regulator to keep penalties to a minimum

Our work across Structural Reform, Senior Manager Regime, Third Party Management, SA-CCR and LIBOR Transition puts us at a unique position where we leverage regulation to deliver core tranformation resulting in topline growth and cost reduction


Team

Out team has deep expertise in enabling risk and regulatory change with the business and technology domains


Contact Us

Please contact us for more information.